Select this box if the food you are responsible for is milk, derived from milk or contains milk based fats. Nuts, grains, seeds can be raw, roasted, seasoned, or smoked. When applying for a Safe Food for Canadians (SFC) licence, you will be asked to identify the activities that you conduct and for which you need a licence. The exemption is only applicable to a corporation providing asset management service to its group company (on a wholly owned basis) in respect of that group company’s assets.
Securities and Futures Commission54/F, One Island East18 Westlands Road, Quarry Bay, Hong Kong, Tel +852 2231 1222
bank staff working in the securities dealing department) are not required to be licensed or registered with the SFC. In addition, the introducing party may not be fit and proper to carry out that function. Without such segregation, there would be inherent conflict arising out of a compliance officer or in-house legal counsel carrying on the regulated activities for which the corporation employing him/her is licensed and, at the same time, being responsible for supervising such activities for the purposes of regulatory compliance. These activities are: The definition of each type of regulated activity in Schedule 5 to the SFO is available at http://www.elegislation.gov.hk. Select this box if the food you are responsible for is a fish or seafood or any marine mammals, amphibians or reptiles. A CFIA finding of non-compliance or enforcement action on one licence could result in follow up inspections under other licences you may have. Normally, the SFC will not license back office staff, including compliance officers and in-house legal counsel, if s/he does not perform functions that directly relate to the conduct of the regulated activity for which the corporation is licensed. imported meat is stored and handled for the purpose of inspection.
See also "Circular to Licensed Corporations and Registered Institutions on Bitcoin futures contracts and cryptocurrency-related investment products", Provision of financial information on the internet. You do not need to be licensed for Types 5 and 9 provided that these activities are carried out wholly incidental to your futures dealing business. If you intend to prepare credit ratings for dissemination to the public or for distribution by subscription in Hong Kong or elsewhere, you are required to be licensed for Type 10 regulated activity. Do not select this box for foods for infants that consist of other commodity groups. After you submit your completed online application and payment, you will receive an electronic message indicating one of the following: In the case of option b), some establishments may have to be inspected before an SFC licence can be issued. Licensable international activities include: You can choose to hire someone (such as a customs broker or freight forwarder) to facilitate the import process or export process by doing the paperwork, handling all transactions related to the food, or managing the shipping, however, it is the SFC licence holder who is responsible for ensuring they and the food they import or export meets Canadian requirements. Example A: One licence to cover all activities and food commodities occurring at one establishment. If an inter-dealer broker is conducting any of these activities, it must be appropriately licensed under the SFO unless it is able to rely upon any of the exemptions stipulated in the SFO. As a general practice, if that corporation is already an intermediary in respect of other type(s) of regulated activity, it would need to be licensed or registered for Type 7 under Part V of the SFO. If an applicant do not accept the licensing conditions/T&C, its application will be refused. Slaughter of food animals and the production of their derived meat products are activities that inherently carry more risk. T&C may be slightly varied in light of different business models of different asset managers. Do not select this box for ketchup, chutneys and other diced or pureed fruits and vegetables. in a classroom setting or through the internet). These beverages can be made from soy, coconuts, coffee, or tea. Under Schedule 5 to the SFO, Type 9 regulated activity (asset management) means “real estate investment scheme management” or “securities or futures contracts management”. CFIA may conduct inspections on each licence you hold. If you are a solicitor, a counsel or a professional accountant, you are not required to be licensed for Type 4 (advising on securities), Type 5 (advising on futures contracts), Type 6 (advising on corporate finance) or Type 9 (asset management) regulated activity if you provide such advice or services wholly incidental to your practice as a solicitor, a counsel or a professional accountant.